Lu (SFC:BOR940) Yu
虞璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu (SFC:BOR940) Yu (虞璐), a licensed former licensee with CE reference BOR940. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-19 | 2022-07-29 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-19 | 2022-07-29 |