Fan Ping
平凡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fan Ping (平凡), a licensed former licensee with CE reference BOR749. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-08-07 | 2024-02-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-06-27 | 2023-07-03 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-05-09 | 2023-05-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-04-11 | 2023-04-13 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-02-10 | 2023-02-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-08-22 | 2019-08-30 |