Baoxin Wen
溫寶馨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Baoxin Wen (溫寶馨), a licensed former licensee with CE reference BOR737. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2021-11-25 | 2023-10-11 |
| Evercore Asia Limited |
Rep | Type 1 — Dealing in securities | 2019-09-26 | 2021-09-30 |
| Evercore Asia Limited |
Rep | Type 4 — Advising on securities | 2019-09-26 | 2021-09-30 |
| Evercore Asia Limited |
Rep | Type 6 — Advising on corporate finance | 2019-09-26 | 2021-09-30 |