Eric Rishi Govind
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Rishi Govind ( ), a licensed former licensee with CE reference BOR602. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-02 | 2025-04-07 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 1 — Dealing in securities | 2020-04-02 | 2025-04-07 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 2 — Dealing in futures contracts | 2020-04-02 | 2025-04-07 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 7 — Providing automated trading services | 2020-04-02 | 2025-04-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-16 | 2020-04-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2019-08-16 | 2020-04-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2019-08-16 | 2020-04-02 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2019-08-16 | 2020-04-02 |