Xinquan Chen
陳鑫泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinquan Chen (陳鑫泉), a licensed Representative with CE reference BOR543. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 6.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2021-06-01 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2021-05-28 | present |
| AXA Investment Managers Chorus Limited | Rep | Type 4 - Advising on securities | 2019-08-13 | 2021-04-09 |
| AXA Investment Managers Chorus Limited | Rep | Type 5 - Advising on futures contracts | 2019-08-13 | 2021-04-09 |
| AXA Investment Managers Chorus Limited | Rep | Type 9 - Asset management | 2019-08-13 | 2021-04-09 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Xinquan Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.