James Edward Beasley-Suffolk
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Edward Beasley-Suffolk ( ), a licensed former licensee with CE reference BOQ854. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-11-12 | 2019-11-15 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-11-12 | 2019-11-15 |