Yanchao Guo
郭雁潮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanchao Guo (郭雁潮), a licensed former licensee with CE reference BOP991. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-22 | 2023-05-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-12-22 | 2023-05-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-26 | 2020-11-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-07-26 | 2020-11-20 |