Li (SFC:BOO731) Wan
万力
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:BOO731) Wan (万力), CE reference BOO731. Currently licensed at 1 firm(s): China Galaxy International Securities (Hong Kong) Co., Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-27 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-07 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-07 | 2022-07-27 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-04-07 | 2022-07-19 |
| TFI Capital Limited 天風國際資本市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-10-04 | 2022-02-15 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-26 | 2022-02-15 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-17 | 2021-08-05 |