Kaori Okubo
大久保佳織
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaori Okubo (大久保佳織), a licensed former licensee with CE reference BOM072. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-24 | 2023-05-10 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-06-24 | 2023-05-10 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-24 | 2023-05-10 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-06-24 | 2023-05-10 |