Raj Kumar Hindocha
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raj Kumar Hindocha ( ), a licensed former licensee with CE reference BOL529. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-10-10 | 2025-10-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-23 | 2025-06-05 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-09-10 | 2024-09-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-04-19 | 2024-04-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-03-10 | 2023-03-15 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-06-20 | 2019-06-28 |