Ting (SFC:BOL066) Liu
劉婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting (SFC:BOL066) Liu (劉婷), a licensed former licensee with CE reference BOL066. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-30 | 2021-02-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-30 | 2021-02-25 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-11 | 2020-06-18 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-11 | 2020-06-18 |