Kai (SFC:BOK933) Yan
阎开
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai (SFC:BOK933) Yan (阎开), CE reference BOK933. Currently licensed at 1 firm(s): Symmetry Investments (Hong Kong) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Symmetry Investments (Hong Kong) Limited 對稱資本有限公司 |
Rep | Type 9 — Asset management | 2021-09-03 | present |
| Springs Capital (Hong Kong) Limited 淡水泉(香港)投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-22 | 2021-05-31 |
| Springs Capital (Hong Kong) Limited 淡水泉(香港)投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-22 | 2021-05-31 |