Jiayu Cao
曹佳玉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiayu Cao (曹佳玉), a licensed former licensee with CE reference BOK332. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-16 | 2024-09-23 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-03-17 | 2024-09-23 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-05-28 | 2021-02-11 |