Tom Baptiste Rouzier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tom Baptiste Rouzier ( ), a licensed former licensee with CE reference BOJ264. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-03 | 2020-07-15 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-06-03 | 2020-07-15 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2019-06-03 | 2020-05-13 |