Richard Daniel Thorndike
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Daniel Thorndike, a licensed Representative with CE reference BOH727. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-08 | present |