Lok Sum Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Sum Lo (盧洛森), a licensed Representative with CE reference BOH647. Currently licensed at 1 firm(s): Chief Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 7.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-01 | present |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-12-28 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-28 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-23 | 2025-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Sum Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.