Xinyi (SFC:BOH485) Li
李欣怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyi (SFC:BOH485) Li (李欣怡), a licensed former licensee with CE reference BOH485. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-08 | 2024-05-08 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-15 | 2024-05-08 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-11-15 | 2024-05-08 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-24 | 2021-10-12 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-24 | 2021-10-12 |
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-17 | 2019-08-23 |
| Lion Futures Limited 獅子期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-06-17 | 2019-08-23 |
| Silver Leaf Asset Management Limited 銀葉資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-17 | 2019-08-23 |
| Lion Futures Limited 獅子期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-06-17 | 2019-08-23 |
| Silver Leaf Asset Management Limited 銀葉資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-17 | 2019-08-23 |