Xu Gao
高旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xu Gao (高旭), a licensed former licensee with CE reference BOH068. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-16 | 2020-08-24 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-16 | 2020-08-24 |