Bruce Wan
溫尚志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bruce Wan (溫尚志), a licensed former licensee with CE reference BOG327. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-02 | 2022-03-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-02 | 2022-03-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2019-05-02 | 2022-03-01 |