Nicholas James (SFC:BOG119) Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas James (SFC:BOG119) Smith ( ), a licensed former licensee with CE reference BOG119. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-04-04 | 2019-04-09 |