James Yuwen Brennan-Chong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Yuwen Brennan-Chong ( ), a licensed former licensee with CE reference BOG064. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2020-01-06 | 2020-01-09 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-04-03 | 2019-04-09 |