Li (SFC:BOF799) Chen
陳立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:BOF799) Chen (陳立), a licensed former licensee with CE reference BOF799. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-04 | 2023-06-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-04-04 | 2023-06-14 |