Daeun Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daeun Lee, a licensed Representative with CE reference BOF404. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2019-04-01 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-04-01 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2019-04-01 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-04-01 | 2024-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2019-04-01 | 2024-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2019-04-01 | 2024-03-04 |