Sholto James Alexander MacOnochie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sholto James Alexander MacOnochie ( ), a licensed former licensee with CE reference BOE932. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-01 | 2024-03-28 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-28 | 2019-06-27 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-11 | 2019-03-15 |