Michael Charles Vincent
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Charles Vincent ( ), a licensed former licensee with CE reference BOE529. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-20 | 2022-09-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-11 | 2019-03-15 |