Hajime Watanabe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hajime Watanabe ( ), a licensed former licensee with CE reference BOD974. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-02-05 | 2024-02-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-02-05 | 2024-02-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-01-26 | 2024-01-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-01-26 | 2024-01-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-09-22 | 2023-09-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-09-22 | 2023-09-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-02-28 | 2019-03-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-02-28 | 2019-03-05 |