Ka Wai (SFC:BOD914) Fan
范家威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai (SFC:BOD914) Fan (范家威), CE reference BOD914. Currently licensed at 1 firm(s): Dynasty Alliance Investment Management Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-08 | present |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-03-08 | present |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-08 | 2022-07-01 |