Lawrence Roger Booker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Roger Booker ( ), a licensed former licensee with CE reference BOB785. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-05-16 | 2019-05-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-02-08 | 2019-02-15 |