Lawrence Roger Booker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Roger Booker, a licensed former licensee with CE reference BOB785. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-05-16 | 2019-05-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-02-08 | 2019-02-15 |