Charlotte Fleming Powell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlotte Fleming Powell ( ), a licensed former licensee with CE reference BOA451. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-23 | 2021-11-12 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-01-23 | 2021-11-12 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-23 | 2021-11-12 |