Ting Poon
潘婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Poon (潘婷), a licensed former licensee with CE reference BOA050. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-07-13 | 2024-03-18 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-13 | 2024-03-18 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-09 | 2024-03-18 |