David Nichols Fisher III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Nichols Fisher III, a licensed former licensee with CE reference BOA024. This person has less than 0.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-07 | 2020-01-08 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2020-01-07 | 2020-01-08 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-16 | 2019-01-18 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-16 | 2019-01-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Nichols Fisher III during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Philippe Bodereau | PIMCO Asia Limited | 2019–2020 |
| Esteban Burbano | PIMCO Asia Limited | 2019–2020 |
| Daniel John Ivascyn | PIMCO Asia Limited | 2019–2020 |
| Mark Richard Kiesel | PIMCO Asia Limited | 2019–2020 |
| Alfred Taketo Murata | PIMCO Asia Limited | 2019–2020 |
| Thibault Christian Stracke | PIMCO Asia Limited | 2019–2020 |
| Jerome Michael Schneider | PIMCO Asia Limited | 2019–2020 |
| Cheuk Fung Ng | PIMCO Asia Limited | 2019–2020 |
| Yoonbum Park | PIMCO Asia Limited | 2019–2020 |
| Junyang Cao | PIMCO Asia Limited | 2019–2020 |
| Jing Zhang | PIMCO Asia Limited | 2019–2020 |
| Haining Yin | PIMCO Asia Limited | 2019–2020 |
| Kwang Soo Kang | PIMCO Asia Limited | 2019–2020 |
| Taosha Wang | PIMCO Asia Limited | 2019–2020 |
| Yumeng Wang | PIMCO Asia Limited | 2019–2020 |
| Stephen Koon Bong Chang | PIMCO Asia Limited | 2019–2020 |
| Jung Park | PIMCO Asia Limited | 2019–2020 |
| Yishan Cao | PIMCO Asia Limited | 2019–2020 |
| Lei Dong | PIMCO Asia Limited | 2019–2020 |
| Li He | PIMCO Asia Limited | 2019–2020 |