Qi (SFC:BNY952) Li
李琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi (SFC:BNY952) Li (李琦), a licensed former licensee with CE reference BNY952. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2019-01-10 | 2020-11-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2019-01-10 | 2020-11-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 5 - Advising on futures contracts | 2019-01-10 | 2020-11-24 |