Carlie Wong
王加利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carlie Wong (王加利), a licensed former licensee with CE reference BNY671. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 - Dealing in securities | 2018-12-27 | 2020-03-11 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 - Advising on securities | 2018-12-27 | 2020-03-11 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 - Asset management | 2018-12-27 | 2020-03-11 |