Yuan Yuan (SFC:BNV900) Wang
王源遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan Yuan (SFC:BNV900) Wang (王源遠), a licensed former licensee with CE reference BNV900. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-06 | 2022-08-01 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-06 | 2022-08-01 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 — Asset management | 2021-12-06 | 2022-08-01 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-02-01 | 2021-07-20 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-02-01 | 2021-07-20 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-02-01 | 2021-07-20 |