Yuan (SFC:BNV436) Ji
吉源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:BNV436) Ji (吉源), a licensed Representative with CE reference BNV436. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 - Advising on corporate finance. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2021-05-24 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-11-23 | 2021-04-16 |