Evan Michael Brown
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Evan Michael Brown ( ), a licensed former licensee with CE reference BNV377. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-12-02 | 2019-12-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-12-02 | 2019-12-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-11-27 | 2018-11-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-11-27 | 2018-11-30 |