Kang (SFC:BNV270) Liu
劉康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kang (SFC:BNV270) Liu (劉康), a licensed former licensee with CE reference BNV270. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-02-10 | 2023-05-31 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-02-10 | 2023-05-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-10 | 2023-05-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-28 | 2021-08-18 |