Sophie Ya Li Zhuo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sophie Ya Li Zhuo ( ), a licensed former licensee with CE reference BNV013. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-26 | 2019-03-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-26 | 2019-03-25 |