Stuart Anthony Finn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Anthony Finn ( ), a licensed former licensee with CE reference BNV001. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-05 | 2022-12-20 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-05 | 2022-12-20 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2018-12-05 | 2022-12-20 |