Stuart Anthony Finn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Anthony Finn, a licensed former licensee with CE reference BNV001. This person has 4.1 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 1 - Dealing in securities | 2026-08-26 | 2026-09-18 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-05 | 2022-12-20 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-05 | 2022-12-20 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2018-12-05 | 2022-12-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stuart Anthony Finn during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.