Sean Sharath Sonni
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sean Sharath Sonni ( ), a licensed former licensee with CE reference BNU972. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-19 | 2019-04-17 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-11-19 | 2019-04-17 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-19 | 2019-04-17 |