Augustus Set
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Augustus Set ( ), a licensed former licensee with CE reference BNS626. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-06-20 | 2024-06-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-06-20 | 2024-06-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-10-17 | 2019-10-23 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-10-17 | 2019-10-23 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-10-26 | 2018-11-02 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-10-26 | 2018-11-02 |