Richard John Hockley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard John Hockley ( ), a licensed former licensee with CE reference BNR462. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-10-26 | 2021-04-25 |