Ashwin Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashwin Gupta ( ), a licensed former licensee with CE reference BNQ654. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-12 | 2019-01-11 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-10-12 | 2019-01-11 |