Chen (SFC:BNQ534) Yan
颜晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:BNQ534) Yan (颜晨), CE reference BNQ534. Currently licensed at 1 firm(s): SDIC Securities (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-29 | present |
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-20 | 2021-06-30 |
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-20 | 2021-06-30 |
| GLY CAPITAL MANAGEMENT LIMITED 吉安資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-14 | 2021-06-30 |
| BD Consultraining Limited 巴德咨訓有限公司 |
Rep | Type 9 — Asset management | 2018-11-05 | 2020-06-30 |