Hisae Kawamoto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hisae Kawamoto ( ), a licensed former licensee with CE reference BNP794. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-06-12 | 2023-06-19 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-01-06 | 2023-01-13 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-10-11 | 2019-10-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-08-22 | 2019-08-28 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-04-11 | 2019-04-17 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-10-05 | 2018-10-10 |