Keith Joseph Parker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keith Joseph Parker ( ), a licensed former licensee with CE reference BNP181. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-03-22 | 2023-03-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-10-17 | 2019-10-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-09-28 | 2018-10-02 |