Seymour Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seymour Li, a licensed Representative with CE reference BNO608. Currently licensed at 1 firm(s): GF Securities (Hong Kong) Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-04 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-04 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-27 | 2025-07-13 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-09-27 | 2025-07-13 |