Yan (SFC:BNO557) Zhang
張硏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BNO557) Zhang (張硏), a licensed former licensee with CE reference BNO557. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-27 | 2022-01-07 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-27 | 2022-01-07 |
| Hermitage Capital HK Limited 和暄資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-20 | 2021-07-07 |
| Hermitage Capital HK Limited 和暄資本香港有限公司 |
Rep | Type 9 — Asset management | 2020-11-20 | 2021-07-07 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-09-20 | 2020-05-28 |