Yan (SFC:BNO497) Lu
陸燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BNO497) Lu (陸燕), a licensed former licensee with CE reference BNO497. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-14 | 2021-11-07 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-11-14 | 2021-11-07 |