Jim Shujun Fan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jim Shujun Fan ( ), a licensed former licensee with CE reference BNO496. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2019-01-07 | 2019-04-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2019-01-07 | 2019-04-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2018-10-02 | 2018-12-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2018-10-02 | 2018-12-30 |